asic

114 results tagged asic:

ASIC bans adviser who stole from super accounts

David Valvo, the former financial adviser, amateur comedian and celebrity impersonator who stole $110,000 from clients, has been permanently banned by ASIC.

What every investor should know about insider trading

An Australian fund manager has been jailed for insider trading - but could you break the rules without even knowing it?

Gen X overtakes Boomers as Australia’s richest homeowners

Gen X overtakes Baby Boomers on housing wealth, Hostplus tops super returns, ASIC refunds $40 million to CFD investors, plus car insurance and pet travel news.

Unclaimed money: How to find what you’re owed

Could you be missing out on money that's rightfully yours? $2.3 billion of unclaimed money is up for grabs in Australia. Here's how to find what you're owed.

Why ASIC issued stop orders against TruePillars

ASIC has told private credit manager TruePillars to halt distribution of its product disclosure statements for two offerings.

ASIC approves Cboe to list IPOs, rival ASX

ASIC will allow Cboe Australia, a subsidiary of Cboe Global Markets, to list new companies on its platform, directly competing with ASX.

Rest pays $40k over misleading statements

ASIC issued two infringement notices to the industry fund for misleading statements it made after charging more than 2000 members for insurance cover they were not supposed to have.

Macquarie to repay Shield victims – here’s when to expect it

Macquarie is heading to court with ASIC over its role in the Shield Master Fund collapse, but has committed to reimbursing investors' retirement savings by September 30.

La Trobe has two of three stop orders lifted

ASIC has withdrawn restrictions on two of the three La Trobe Financial funds that were halted last week.

Concentration of private credit sector a concern: ASIC

The nation's $200 billion private credit market could pose a systemic risk to many investors if a downturn were to occur, according to a new report from ASIC.
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