asic
114 results tagged asic:
ASIC issues interim stop orders to La Trobe Financial
La Trobe Financial has been told by ASIC to stop offering three of its products, including an $11 billion fund
ANZ fined $240 million for bond trading, retail misconduct
ANZ has copped a whopping $240 million fine for bank-wide "unconscionable conduct" that includes admitting it was guilty of misleading the government over the $14 billion bond scandal.
Why ASIC is suddenly ramping up its investigations
After copping heat during the banking royal commission, ASIC has ramped up its efforts, with investigations up nearly 50% in a year in a push to restore accountability.
ASIC sues Mercer Super over ‘longstanding and systemic’ failures
Mercer Super allegedly failed to report seven investigations it undertook into serious member services failures, including one into premiums charged to dead members being refunded incorrectly.
Why ASIC is launching a fresh inquiry into the ASX
ASIC has launched another inquiry into what chair Joe Longo says are repeated and serious failures by the ASX.
ASIC cracks down on finfluencers over ‘unlawful’ advice
18 finfluencers suspected of unlawfully promoting high-risk financial products and providing unlicensed financial advice have received warnings from ASIC.
Under fire: ASIC allegations rock Choosi
When shoppers used Choosi to compare life and funeral insurance, they thought they were choosing between leading companies. But according to ASIC, they were really picking between policies underwritten by a single provider.
The unusual bargains at Sydney Airport’s lost property auction
Forgotten golf clubs, alcohol and a lot of tech up are for grabs at the Sydney Airport's lost property auction. Here's what you've missed this week.
ASIC sues Macquarie Securities over ‘misleading conduct’
Macquarie Securities, the broking arm of Macquarie Group, is under fire for allegedly misreporting millions of trades over 14 years.
Why Australia needs better crypto regulation
While it is continuing to become a mainstream asset class for investors, Australia is lagging behind on cryptocurrency
